3/18/2026 3:22:10 PM SEC Issues Landmark Interpretation Classifying Crypto Assets Under Federal Securities Laws By Sarah Heaton Concannon On March 17, 2026, the Securities and Exchange Commission issued a long-awaited interpretive release establishing a comprehensive...
3/17/2026 9:12:35 PM SEC Clarifies the Scope of Rule 15c2-11: A Corrective Course After Years of Market Uncertainty By Sarah Heaton Concannon Few episodes in recent SEC rulemaking history better illustrate the costs of regulatory ambiguity than the multi-year saga surrounding...
2/26/2026 3:42:29 PM SEC Revises Enforcement Playbook for the First Time in Eight Years By Kurt Wolfe Sarah Heaton Concannon Stephen Frank This week, the SEC’s Division of Enforcement announced significant updates to its Enforcement Manual — the internal staff reference that...
9/30/2025 10:14:50 PM Government Shutdown Looms: What's Next for SEC Enforcement By Sarah Heaton Concannon As we rapidly approach the midnight September 30th deadline, Congress remains deadlocked over funding, with Republicans and Democrats at...
9/30/2025 3:42:40 PM SEC Reinstates Simultaneous Review of Settlements and Waivers By Kurt Wolfe Last week, the U.S. Securities and Exchange Commission (SEC) made a significant procedural shift: companies under investigation can now...
9/17/2025 9:46:38 PM SEC Green Lights Mandatory Arbitration Provisions in IPOs By Kurt Wolfe The SEC has cleared the path for mandatory arbitration provisions in public company governance documents, ending decades of regulatory...
9/5/2025 10:24:01 PM SEC Gets Serious About Cross-Border Fraud: New Task Force Targets Foreign Companies and Gatekeepers By Kurt Wolfe Michael Liftik Sarah Heaton Concannon The SEC just fired a warning shot across international waters. On September 5th, the agency announced the launch of a new Cross-Border...
8/6/2025 11:46:35 PM SEC Offers Clarity on Liquid Staking: A Step Toward Smarter Crypto Regulation By Kurt Wolfe Michael Liftik Securities and Exchange Commission (SEC) Chairman Paul Atkins has pledged to bring greater transparency to digital asset regulation. As...